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+Network Working Group J. Woods
+Request for Comments: 1979 Proteon, Inc.
+Category: Informational August 1996
+
+
+ PPP Deflate Protocol
+
+Status of This Memo
+
+ This memo provides information for the Internet community. This memo
+ does not specify an Internet standard of any kind. Distribution of
+ this memo is unlimited.
+
+Abstract
+
+ The Point-to-Point Protocol (PPP) [1] provides a standard method for
+ transporting multi-protocol datagrams over point-to-point links.
+
+ The PPP Compression Control Protocol [2] provides a method to
+ negotiate and utilize compression protocols over PPP encapsulated
+ links.
+
+ This document describes the use of the PPP Deflate compression
+ protocol for compressing PPP encapsulated packets.
+
+Table of Contents
+
+ 1. Introduction ...................................... 2
+ 1.1 Licensing ................................... 2
+ 2. PPP Deflate Packets ............................... 3
+ 2.1 Packet Format ............................... 6
+ 3. Configuration Option Format ....................... 8
+ SECURITY CONSIDERATIONS .................................. 9
+ REFERENCES ............................................... 9
+ ACKNOWLEDGEMENTS ......................................... 9
+ CHAIR'S ADDRESS .......................................... 10
+ AUTHOR'S ADDRESS ......................................... 10
+
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+Woods Informational [Page 1]
+
+RFC 1979 PPP Deflate August 1996
+
+
+1. Introduction
+
+The 'deflate' compression format[3], as used by the PKZIP and gzip
+compressors and as embodied in the freely and widely distributed
+zlib[4] library source code, has the following features:
+
+ - an apparently unencumbered encoding and compression
+ algorithm, with an open and publically-available
+ specification.
+
+ - low-overhead escape mechanism for incompressible data. The
+ PPP Deflate specification offers options to reduce that
+ overhead further.
+
+ - heavily used for many years in networks, on modem and other
+ point-to-point links to transfer files for personal computers
+ and workstations.
+
+ - easily achieves 2:1 compression on the Calgary corpus[5]
+ using less than 64KBytes of memory on both sender and
+ receive.
+
+1.1. Licensing
+
+ The zlib source is widely and freely available, subject to the
+ following copyright:
+
+ (C) 1995 Jean-Loup Gailly and Mark Adler
+
+ This software is provided 'as-is', without any express or implied
+ warranty. In no event will the authors be held liable for any
+ damages arising from the use of this software.
+
+ Permission is granted to anyone to use this software for any
+ purpose, including commercial applications, and to alter it and
+ redistribute it freely, subject to the following restrictions:
+
+ 1. The origin of this software must not be misrepresented; you
+ must not claim that you wrote the original software. If you
+ use this software in a product, an acknowledgment in the
+ product documentation would be appreciated but is not
+ required.
+
+ 2. Altered source versions must be plainly marked as such, and
+ must not be misrepresented as being the original software.
+
+
+
+
+
+
+Woods Informational [Page 2]
+
+RFC 1979 PPP Deflate August 1996
+
+
+ 3. This notice may not be removed or altered from any source
+ distribution.
+
+ Jean-Loup Gailly Mark Adler
+ gzip@prep.ai.mit.edu madler@alumni.caltech.edu
+
+ If you use the zlib library in a product, we would appreciate
+ *not* receiving lengthy legal documents to sign. The sources are
+ provided for free but without warranty of any kind. The library
+ has been entirely written by Jean-Loup Gailly and Mark Adler; it
+ does not include third-party code.
+
+ The deflate format and compression algorithm are based on Lempel-Ziv
+ LZ77 compression; extensive research has been done by the GNU Project
+ and the Portable Network Graphics working group supporting its patent
+ free status.
+
+2. PPP Deflate Packets
+
+ Before any PPP Deflate packets may be communicated, PPP must reach
+ the Network-Layer Protocol phase, and the CCP Control Protocol must
+ reach the Opened state.
+
+ Exactly one PPP Deflate datagram is encapsulated in the PPP
+ Information field, where the PPP Protocol field contains 0xFD or
+ 0xFB. 0xFD is used when the PPP multilink protocol is not used or
+ "above" multilink. 0xFB is used "below" multilink, to compress
+ independently on individual links of a multilink bundle.
+
+ The maximum length of the PPP Deflate datagram transmitted over a PPP
+ link is the same as the maximum length of the Information field of a
+ PPP encapsulated packet.
+
+ Only packets with PPP Protocol numbers in the range 0x0000 to 0x3FFF
+ and neither 0xFD nor 0xFB are compressed. Other PPP packets are
+ always sent uncompressed. Control packets are infrequent and should
+ not be compressed for robustness.
+
+ Padding
+
+ PPP Deflate packets require the previous negotiation of the Self-
+ Describing-Padding Configuration Option [6] if padding is added to
+ packets. If no padding is added, than Self-Describing-Padding is
+ not required.
+
+
+
+
+
+
+
+Woods Informational [Page 3]
+
+RFC 1979 PPP Deflate August 1996
+
+
+ Reliability and Sequencing
+
+ PPP Deflate requires the packets to be delivered in sequence. It
+ relies on Reset-Request and Reset-Ack LCP packets or on
+ renegotiation of the Compression Control Protocol [2] to indicate
+ loss of synchronization between the transmitter and receiver. The
+ LCP FCS detects corrupted packets and the normal mechanisms
+ discard them. Missing or out of order packets are detected by the
+ sequence number in each packet. The packet sequence number ought
+ to be checked before decoding the packet.
+
+ Instead of transmitting a Reset-Request packet when detecting a
+ sequence error, the receiver MAY momentarily force CCP to drop out
+ of the Opened state by transmitting a new CCP Configure-Request.
+ This method is more expensive than using Reset-Requests.
+
+ When the receiver first encounters an unexpected sequence number
+ it SHOULD send a Reset-Request LCP packet as defined in the
+ Compression Control Protocol. When the transmitter sends the
+ Reset-Ack or when the receiver receives a Reset-ACK, they must
+ reset the sequence number to zero, clear the compression
+ dictionary, and resume sending and receiving compressed packets.
+ The receiver MUST discard all compressed packets after detecting
+ an error and until it receives a Reset-Ack. This strategy can be
+ thought of as abandoning the transmission of one "file" and
+ starting the transmission of a new "file."
+
+ The transmitter must clear its compression history and respond
+ with a Reset-Ack each time it receives a Reset-Request, because it
+ cannot know if previous Reset-Acks reached the receiver. The
+ receiver need not do anything to its history when it receives a
+ Reset-Ack, because the transmitter will simply not refer to any
+ prior history ('deflate' is a sliding-window compressor).
+
+ When the link is busy, one decompression error is usually followed
+ by several more before the Reset-Ack can be received. It is
+ undesirable to transmit Reset-Requests more frequently than the
+ round-trip-time of the link, because redundant Reset-Requests
+ cause unnecessary compression dictionary clearing. The receiver
+ MAY transmit an additional Reset-Request each time it receives a
+ compressed or uncompressed packet until it finally receives a
+ Reset-Ack, but the receiver ought not transmit another Reset-
+ Request until the Reset-Ack for the previous one is late. The
+ receiver MUST transmit enough Reset-Request packets to ensure that
+ the transmitter receives at least one. For example, the receiver
+ might choose to not transmit another Reset-Request until after one
+ second (or, of course, a Reset-Ack has been received and
+ decompression resumed).
+
+
+
+Woods Informational [Page 4]
+
+RFC 1979 PPP Deflate August 1996
+
+
+ Data Expansion
+
+ 'Deflate', as used in this standard, expands incompressible data
+ by approximately 14-18 bytes (8 bytes worst-case at the 'deflate'
+ level, two further bytes for the 'deflate' end-of-block and the
+ zero-length synchronization block header, two bytes of sequence
+ number, and two bytes to account for adding the PPP Protocol Field
+ to the transmitted data unit).
+
+ The BSD Compress draft proposal[7] describes an escape mechanism
+ for incompressible data that trades off a layering violation for
+ the irritating complications of variable and potentially
+ unpredictable effective MRU lengths. That direct escape mechanism
+ (and much of the text of its description) is used here as well.
+
+ If an incompressible data packet does not fit within the MRU of
+ the link, the packet MUST be sent in its original form without CCP
+ encapsulation; PPP packets with significant data expansion that do
+ not exceed the MRU of the link SHOULD be sent in their original
+ form without CCP encapsulation. In both of these cases, the
+ transmitter must increment the sequence number, as future
+ encapsulated packets will depend on the correct reception of some
+ number of unencapsulated packets.
+
+ When a PPP packet is received with PPP Protocol numbers in the
+ range 0x0000 to 0x3FFF, (except, of course, 0xFD and 0xFB) it is
+ assumed that the packet would have caused expansion. The packet
+ is locally added to the compression history. (Given the
+ definition of the 'deflate' format, a convenient method of doing
+ this is to locally "decompress" a stored-block header of the
+ appropriate length, followed by the actual data block; or the data
+ can simply be appended to the receiver's history, depending on
+ implementation details.)
+
+ Sending incompressible packets in their native encapsulation
+ avoids maximum transmission unit complications. If uncompressed
+ packets could be larger than their native form, then it would be
+ necessary for the upper layers of an implementation to treat the
+ PPP link as if it had a smaller MTU, to ensure that compressed
+ incompressible packets are never larger than the negotiated PPP
+ MTU.
+
+ Using native encapsulation for incompressible packets complicates
+ the implementation. The transmitter and the receiver must start
+ putting information into the compression dictionary starting with
+ the same packets, without relying upon seeing a compressed packet
+ for synchronization. The first few packets after clearing the
+ dictionary are usually incompressible, and so are likely to sent
+
+
+
+Woods Informational [Page 5]
+
+RFC 1979 PPP Deflate August 1996
+
+
+ in their native encapsulation, just like packets before
+ compression is turned on. If CCP or LCP packets are handled
+ separately from Network-Layer packets (e.g. a "daemon" for control
+ packets and "kernel code" for data packets), care must be taken to
+ ensure that the transmitter synchronizes clearing the dictionary
+ with the transmission of the configure-ACK or Reset-Ack that
+ starts compression, and the receiver must similarly ensure that
+ its dictionary is cleared before it processes the next packet.
+
+2.1. Packet Format
+
+ A summary of the PPP Deflate packet format is shown below.
+
+ The fields are transmitted from left to right.
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | PPP Protocol | Sequence |
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Data ...
+ +-+-+-+-+-+-+-+-+
+
+
+ PPP Protocol
+
+ The PPP Protocol field is described in the Point-to-Point Protocol
+ Encapsulation [1].
+
+ When the PPP Deflate compression protocol is successfully
+ negotiated by the PPP Compression Control Protocol [2], the value
+ of the protocol field is 0xFD or 0xFB. This value MAY be
+ compressed when Protocol-Field-Compression is negotiated.
+
+ Sequence
+
+ The sequence number is sent most significant octet first. It
+ starts at 0 when the dictionary is cleared, and is incremented by
+ 1 for each packet, including uncompressed packets. The sequence
+ number after 65535 is zero. In other words, the sequence number
+ "wraps" in the usual way.
+
+ The sequence number ensures that lost or out of order packets do
+ not cause the compression databases of the peers to become
+ unsynchronized. When an unexpected sequence number is
+ encountered, the dictionaries must be resynchronized with a CCP
+ Reset-Request or Configure-Request. The packet sequence number
+ can be checked before a compressed packet is decoded.
+
+
+
+Woods Informational [Page 6]
+
+RFC 1979 PPP Deflate August 1996
+
+
+ Data
+
+ The compressed PPP encapsulated packet, consisting of the Protocol
+ and Data fields of the original, uncompressed packet follows.
+
+ The Protocol field compression MUST be applied to the protocol
+ field in the original packet before the sequence number is
+ computed or the entire packet is compressed, regardless of whether
+ the PPP protocol field compression has been negotiated. Thus, if
+ the original protocol number was less than 0x100, it must be
+ compressed to a single byte.
+
+ The basic format of the compressed data is precisely described by
+ the 'Deflate' Compressed Data Format Specification[3]. Each
+ transmitted packet must begin at a 'deflate' block boundary, to
+ ensure synchronization when incompressible data resets the
+ transmitter's state; to ensure this, each transmitted packet must
+ be terminated with a zero-length 'deflate' non-compressed block
+ (BTYPE of 00). This means that the last four bytes of the
+ compressed format must be 0x00 0x00 0xFF 0xFF. These bytes MUST
+ be removed before transmission; the receiver can reinsert them if
+ required by the implementation.
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+Woods Informational [Page 7]
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+RFC 1979 PPP Deflate August 1996
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+3. Configuration Option Format
+
+
+ Description
+
+ The CCP PPP Deflate Configuration Option negotiates the use of PPP
+ Deflate on the link. By default or ultimate disagreement, no
+ compression is used.
+
+ A summary of the PPP Deflate Configuration Option format is shown
+ below. The fields are transmitted from left to right.
+
+ 0 1 2 3
+ 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1 2 3 4 5 6 7 8 9 0 1
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+ | Type | Length |Window | Method| MBZ |Chk|
+ +-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+-+
+
+
+ Type
+
+ 26 for PPP Deflate.
+
+ Length
+
+ 3
+
+ Window
+
+ Represents the maximum window size the decompressor is willing to
+ allocate; expressed as the base-2 logarithm of the LZ77 window
+ size, minus 8. 'Deflate' compliant decompressors must be willing
+ to accept the maximum 32KB window size, represented by a value of
+ 7. A 'deflate' compliant compressor is at liberty to use a
+ reduced window size, so a PPP Deflate compressor MUST either honor
+ the restriction requested or reject the option.
+
+ Method
+
+ Must be the binary number 1000. Represents the 'zlib' Compression
+ Method identifier of '8' for 'deflate' compression with up to 32K
+ window size.
+
+ MBZ
+
+ Must be all 0 bits.
+
+
+
+
+
+Woods Informational [Page 8]
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+RFC 1979 PPP Deflate August 1996
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+
+ Chk
+
+ Must be 00 to specify sequence number check method.
+
+Security Considerations
+
+ Security issues are not discussed in this memo.
+
+References
+
+ [1] Simpson, W., "The Point-to-Point Protocol (PPP)", STD 51,
+ RFC 1661, July 1994.
+
+ [2] Rand, D., "The PPP Compression Control Protocol (CCP)",
+ RFC 1962, June 1996.
+
+ [3] Deutsch, L.P., "'Deflate' Compressed Data Format
+ Specification", draft available in
+ ftp.uu.net:/pub/archiving/zip/doc/deflate-1.1.doc.
+
+ [4] Gailly, J.-L., "Zlib 0.95 beta".
+
+ [5] Bell, T.C., Cleary, G. G. and Witten, I.H., "Text Compression",
+ Prentice_Hall, Englewood Cliffs NJ, 1990. The compression
+ corpus itself can be found in ftp.uu.net:/pub/archiving/zip/.
+
+ [6] Simpson, W., "PPP LCP Extensions", RFC 1570, January 1994.
+
+ [7] Schryver, V., "PPP BSD Compression Protocol", RFC 1977,
+ August 1996.
+
+Acknowledgments
+
+ William Simpson provided the very valuable idea of not using any
+ additional header bytes for incompressible packets.
+
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+Woods Informational [Page 9]
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+RFC 1979 PPP Deflate August 1996
+
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+Chair's Address
+
+ The working group can be contacted via the current chair:
+
+ Karl Fox
+ Ascend Communications
+ 3518 Riverside Drive, Suite 101
+ Columbus, Ohio 43221
+
+ EMail: karl@ascend.com
+
+Author's Address
+
+ Questions about this memo can also be directed to:
+
+ John Woods
+ Proteon, Inc.
+ 9 Technology Drive
+ Westborough MA 01581-1799
+
+ (508) 898-2800 ext. 2651
+ EMail: jfw@funhouse.com
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+Woods Informational [Page 10]
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